Capital Markets

At HM&P, we pride ourselves on delivering innovative, efficient, and tailored legal solutions that enable our clients to thrive in Vietnam’s dynamic capital markets. With a team of highly experienced and specialized lawyers, we assist companies, investment funds, and financial institutions in navigating complex regulations and achieving their strategic goals.

As a leading firm with a profound understanding of the legal landscape, we have successfully supported numerous listed companies, securities firms, and investment funds in challenging transactions. Whether structuring bond issuances, listing shares, or executing capital market transactions, HM&P is committed to delivering optimal results with the highest precision and confidence.

HM&P seamlessly blends international best practices with deep local market insights to provide clients with reliable guidance and absolute confidence. Our track record includes collaborations with international organizations, ensuring full compliance with Vietnam’s regulatory framework while optimizing the efficiency of each transaction. From direct listings to bespoke financial instruments, HM&P empowers clients to explore new avenues for growth and maintain their competitive edge.

HM&P offers a comprehensive portfolio of services designed to meet the diverse needs of every client, including:

Securities Market

• Initial Public Offerings (IPOs).
• Private placements and share swaps.
• Corporate bond issuances (public and private).
• Structuring cross-border securities offerings.

Capital Raising & Debt Restructuring

• Advising and arranging capital for large-scale projects.
• Drafting and negotiating loan agreements.
• Structuring debt instruments such as convertible and non-convertible bonds.
• Designing debt restructuring strategies to optimize cash flow and mitigate financial risks.

M&A Transactions

• Legal advisory for complex M&A transactions.
• Legal due diligence for capital market activities.
• Assisting with approvals from regulatory bodies such as the State Securities Commission and the State Bank of Vietnam.
• Designing mechanisms to safeguard investor interests in M&A transactions.

Corporate Governance

• Advising on the development of corporate charters and internal regulations.
• Providing legal support during Board of Directors’ and General Shareholders’ meetings.
• Ensuring legal compliance in the governance of listed companies.

Regulatory Compliance & Dispute Resolution

• Assessing and advising on legal risks in capital market activities.
• Resolving disputes related to capital raising and securities transactions.
• Representing clients in litigation and investigations by regulatory authorities.

Specialized Financial Solutions

• Advising on the issuance of warrants, options, and derivative instruments.
• Establishing and managing investment funds, including ETFs and real estate investment trusts (REITs).
• Structuring innovative solutions for asset transfers and capital optimization.

At HM&P, we believe that our clients’ success is the ultimate measure of our value. From initial strategy to post-transaction support, we stand alongside our clients as trusted advisors and growth partners.

HM&P aims to be a steadfast partner, helping businesses and investors navigate the complexities of capital markets, turning challenges into opportunities, and laying the foundation for sustainable success.